Pre-application engagement guidance

Pre-application engagement requirements

Pre-application engagement is to be conducted before applying for an EPA permission. Engagement raises awareness about your proposal. It provides:

  • relevant information the community needs to understand it
  • opportunities for community members and stakeholders to give feedback.

Allow time for engagement before your application is submitted to EPA.

Pre-application engagement helps:

  • raise awareness about your proposal
  • identify, address and resolve any issues with your project design
  • reduce the number or complexity of matters EPA must assess
  • support community to make informed submissions or comments during EPA’s assessment period
  • build your social licence to operate, if we grant a licence or exemption.

Engagement is most actionable at the earliest stages of planning and development. Engagement can yield benefits throughout the project cycle and into operations.

All Development Licences (DL) and DL exemption applications must include a report on your engagement activities. Without a report, your application is incomplete, and we cannot assess it. A report is required even if you have not conducted engagement. In these circumstances you should use the guidance below to help explain to us why you have not conducted engagement.

Notify relevant community members and stakeholders

Identify community and stakeholders that may be affected by your application.

To build and raise awareness of your application:

  • first identify potentially impacted or interested community members and stakeholders. See stakeholder mapping template below.
  • ensure you include vulnerable members of the community such as older Victorians, people with a disability or those who speak English as a second language.

Examples of community and stakeholders include, but is not limited to:

  • fence line and surrounding neighbours
  • local and wider residents and communities
  • local and wider community groups or associations, including environmental groups
  • local businesses and industry
  • culturally and linguistically diverse (CALD) communities. Those who need information in their first language to understand the proposal
  • relevant government agencies, including local government
  • other organisations providing essential services such as water and energy utilities.

We recommend finding out how community would like to:

  • be engaged
  • receive information about the proposal.

This will help decide what engagement methods will encourage the most participants.

You must also consider the rights and interests of Traditional Owners.

There are many ways to identify communities, stakeholders and rights holders, including:

  • surveying the local area
  • contacting your regional EPA office or relevant council
  • accessing available data sets such as Australian Bureau of Statistics
  • identifying Traditional Owners
  • using local contacts and networks
  • stakeholder mapping.

See Appendix for further information.

You can download and use the Stakeholder mapping template:

Engagement guidance - Stakeholder mapping
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Notify community members and stakeholders about your proposal. Notify them as early as possible to allow time to receive their feedback. Use direct notification and publish information for the wider community.

Direct Notification

Notify those adjacent to the site using direct communication methods, such as:

  • direct mail
  • letterbox drops
  • door knocks
  • phone or SMS (if contact details available).

Direct communications should outline the key aspects and risks of your proposal. They should explain how more information can be obtained. The appropriate range to target direct notification will depend on factors such as the:

  • nature of the activity/industry
  • potentially impacted areas
  • population density
  • likely community interest/concern
  • location of the proposed activity:
    • determine distance for direct communication by consulting state of knowledge for the activity. For example, consult the recommended separation distance or landfill buffer distance guidelines.
    • consider relevant location factors:
      • locale (rural/urban)
      • population density
      • nature of the nearest areas (commercial/industrial/residential)
    • Proponents should demonstrate that notification reaches community members:
      • likely to be impacted or
      • have interest in the proposal.

Proposals with a surface water discharge must notify upstream and downstream users of impacted reaches.

Published information

Publish relevant and accessible information about the proposal.

This allows the wider community to be made aware of the proposal. Methods of publishing may include, but are not limited to:

  • social media advertising
  • community newsletters
  • local newspapers
  • social media and boosted posts for geo location targeting
  • project newsletter
  • public notice boards
  • public/local/community radio and television.
  • your company website or dedicated project webpage.

Ensure communication materials are easy to read and understand.

Examples of accessible communication include, but are not limited to:

  • writing your information in plain English. Use direct, simple language, minimising technical jargon and using short concise sentences.
  • an executive summary including the key aspects and risks of your proposal
  • using images, videos, renderings, diagrams and infographics, which support visual learning.
  • providing access to more detailed and technical material. for those who want to better understand the proposal. For example:
    • on your project webpage
    • hard copy documents. Provide these at engagement activities, local libraries or other community facilities.

Provide translated material for relevant communities.

Consider who makes up the community (as per identification step above). Who may be affected by your proposal? If there is a large population of local CALD residents, we recommend translation of materials. See below for further resources.

Give as much time as possible for your communication to reach your audience. Allow time for feedback.

The period of notification should be scaled to the nature of your proposal

  • the level of risk
  • the design related to the proposal
  • the scale of the proposal
  • possible community interest.

All of these will be relevant. Allow at least 3 months for engagement. You will need enough time for your business to:

  • raise awareness and understanding about the proposal
  • receive feedback
  • respond to community and stakeholder feedback
  • make any changes to your application based on feedback.

Invite feedback on your proposal in your communications.

Include information about:

  • how a person can provide feedback
  • how you will consider feedback
  • ways they can engage with you about the proposal
  • where to find more information.

Provide information to community members and stakeholders

Information provides the foundation for engagement. Provide information to community members and stakeholders about your proposal.

Relevant information may include:

  • what is proposed
  • the location and timing of your proposed project
  • how you propose to design and build it – a roadmap for the project
  • The regulatory approvals required to proceed with the proposal and their current status.
  • when is the proposed timeline for the project, including:
    • key stages and decision points
    • regulatory and planning approvals required to proceed with the proposal
    • current status of approvals

Outline potential impacts from your proposal on the local area.

Relevant information may include:

  • any risks of harm to human health
  • any risks of harm to the environment
  • benefits of the proposed project
  • proposed measures to eliminate or reduce risks from pollution and waste
  • details about environmental controls and how they will work
  • parts of the proposal that can and cannot change
  • how they can get more detailed information about the proposal.
  • Accessible information. This should be provided to help community members assess how a project may affect them.
  • the proposal’s compliance with:
    • Environment Protection Act 2017
    • Environment Protection Regulations 2021
    • Environment Reference Standards
    • other applicable legislative frameworks.
  • justification for chosen measures. Why have these been selected over other viable alternatives? Provide reference to best available technologies and reasonably practicable.
  • a description of how environmental performance will be monitored and recorded
  • information sources used in the proposal
  • information about engagement opportunities
  • information about the further opportunity to submit comments during the Development Licence assessment. This will happen if EPA accepts the application for assessment.
  • Relevant information about scope one and scope 2 greenhouse gas emissions.

The above information will be required in your application. Providing a draft version of your DL application is an alternative option.

Opportunities for engagement on your proposal

Provide engagement opportunities for community members and stakeholders to:

  • understand your proposal
  • give feedback.

Use suitable methods of engagement that provide participants a chance to ask questions and receive answers.

Use easy-to-understand informational materials such as:

  • posters
  • timeline
  • fact sheets.

You may also need to provide translated written materials (as above).

Engagement methods should suit:

  • the community's profile
  • the project's risk profile.

Engagement goals, levels and methods should be appropriate for the project. Varying engagement approaches may be needed for different stakeholders. See IAP2 engagement spectrum.

Engagement opportunities should suit the diversity of the community and their availability. Offer engagement formats that will support greater participation. Consider offering engagement:

  • at varied times
  • in-person and online
  • in culturally appropriate formats.

There are many different types of engagement activities you could consider. Some of these include, but are not limited to. See below for further description):

  • information sessions (in-person or online)
  • webinars
  • open house
  • public meetings
  • public displays of project materials, including information, diagrams, maps etc.
  • community reference or advisory groups
  • stakeholder meetings
  • field days or fairs
  • pop up information booth or shop
  • site tours
  • workshops
  • focus groups.

Ensure venues used for engagement are accessible to disabled people. Additional support for your engagement activities may include a hotline or phone-in opportunities.

Some people may not be able to attend or uncomfortable asking questions. Ensure you provide ways for people to give written feedback on your proposal, such as:

  • your email address
  • company website
  • online engagement portal
  • survey
  • postal address.

The purpose of any engagement activity should be made clear to participants.

Be clear about how much influence participant’s feedback may have on your project.

Be clear about what parts of the proposal are negotiable and non-negotiable. This requires reflecting on the level of engagement you can provide. Consider that based on the IAP2 engagement spectrum.

There will be aspects of your project that are fixed or required by law. However, community members will expect their comments and concerns to be seriously considered. If people cannot influence aspects of your proposal, it is not engagement

Respond to feedback received during engagement

Respond to community and stakeholder’s feedback within 3-4 weeks of engagement activities. Let people know:

  • your response to feedback received on your proposal
  • any action or undertakings you have made/will make in response to the feedback
  • next steps for the project.

Ensure you de-identify individual feedback provided when reporting back to community.

Report on completed communications and engagement activities

Prepare a written report on community and stakeholder engagement.

Provide the report to us as part of your DL or exemption application. It will be published on our Engage Victoria page with your completed DL application.

  • If no engagement is conducted, you must still prepare a report. The report should detail:
    • your stakeholder identification
    • the reasons why you concluded no engagement was appropriate.
  • You may use the template provided below or your own. However, please ensure the same headings are addressed.
  • Community engagement plans developed under the
    • Mineral Resources (Sustainable Development) Act 1990
    • Mineral Resources (Sustainable Development) (Extractive Industries) Regulations 2019 and relevant guidelines can be used for this purpose.

You may provide your own or download this community and stakeholder engagement plan/report template:

Engagement guidance - Plan report template
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In the community and stakeholder engagement report, demonstrate that you have:
Notified the community, including:

  • a profile of the local and wider community and how your proposal may affect them
  • how you identified community members relevant to your proposal
  • when and how you notified community members about your proposal.

Provided opportunities for engagement, including:

  • a list of completed engagement activities and methods used
  • key dates of when engagement activities took place
  • the information and documentation provided to participants
  • if no engagement was conducted, explain why.

Responded to community and stakeholder feedback, including:

  • a summary of the main themes and issues raised from community and stakeholder feedback
  • any written feedback received
  • an outline of how you have considered and responded to this feedback in your application
  • information about any further engagement with community about their feedback.

Provide a register of community members and stakeholders:

  • who were notified about the application
  • who participated in engagement activities
  • Key concerns or themes raised
  • Contact information if they have consented.

You may provide your own register or use this Stakeholder engagement register template:

Engagement guidance - Pre-application register
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Provide any confidential information as a separate appendix. This is so it can be excluded from publication. Explain the rationale for determining confidential information.

Further information

Charter of Consultation

The Charter of Consultation outlines EPA’s commitment to consultation. It includes information about pre-application engagement. There is a key focus on permissions processes under the Environment Protection Act 2017. It outlines formal engagement that may be conducted by EPA.

Engagement Institute and the Public Participation Spectrum

International Association for Public Participation (IAP2) is the peak body for the community and stakeholder engagement sector globally. Its Australasian arm is now known as the Engagement Institute. They believe engagement, when done well, improves environmental, social and governance outcomes. It increases trust in the democratic process. They have published some key engagement resources across the world of public participation:

Culturally and linguistically diverse (CALD) communities

Proponents should seek out ways to make engagement easier for communities with limited English. Key steps are to:

  • identify the makeup of the community relevant to your proposal
  • pinpoint areas with diverse cultural backgrounds.

There may be significant concentrations of a particular language group relevant to your proposal. Ensure you have key information translated into that language. This can be a stepping stone to further engagement. Using an interpreting service to support discussion is another important option.

There are a range of resources to help you identify multicultural communities. These include:

Some key principles to follow when communicating with the local and wider community are to:

  • use plain language. This makes it easier for CALD communities to understand written communications. It also makes it easier to translate
  • provide a summary of the key information
  • use visual imagery, videos, renderings, diagrams and infographics where appropriate
  • provide references and contact details to interpreting services. In Victoria, Language Loop provides translation and interpreting services.

For further information refer to Communicating with multicultural communities.

Engagement methods

Facilitating engagement activities

Effective facilitation for community engagement needs solid planning and preparation. A genuine commitment to inclusivity, cooperation and collaboration will lead to more effective and constructive engagement.

An independent facilitator should be considered to support your project. They may give greater confidence to participants that information, engagement and feedback will be handled impartially. There are individuals and businesses who specialise in facilitation and engagement planning. These can be found in both in metro and regional areas.

The considerations for running a successful activity reflect those of engagement more broadly.

This structured approach will help in effectively organising and conducting the session.

Structured framework for engagement activities

Updated